CareerFinders, on behalf of our client, an established CySEC regulated Investment Firm with expanding operations in Limassol, we are seeking to recruit a Senior Compliance Officer to join their growing team. Reporting to the Head of Compliance, the successful applicant will primarily be responsible for drafting, reviewing, and updating compliance-related manuals, policies, processes, and procedures. Our client is seeking applicants who are ideally educated to degree level in Law, Business, Finance, Accounting, Risk Management, or any other related discipline, who possess approximately 2+ years of relevant professional experience in compliance within the FX industry. You will need to be fluent in both verbal and written English, and hold both the CySEC Advanced and AML certifications. An attractive remuneration and benefits package is on offer, based on skills and experience. 

Key Duties/Responsibilities: 

• Collaborate with the Head of Compliance to establish and refine policies and procedures, ensuring compliance with relevant laws and regulations.
• Effectively communicate policies and procedures to employees and provide necessary training.
• Monitor and enforce compliance with both internal policies and external regulations, conducting regular audits and assessments to identify non-compliance.
• Develop and implement corrective action plans to rectify compliance deficiencies and mitigate associated risks.
• Stay updated on changes in laws and regulations, conducting thorough investigations into compliance violations or allegations.
• Document findings, recommend compliance actions or corrective measures, and prepare reports for senior management and regulatory authorities.
• Foster a culture of compliance across the organization, increasing awareness among employees and stakeholders.
• Stay informed about industry best practices and emerging compliance trends.
• Assist in performing regular monitoring activities to ensure adherence to standards and fulfil annual obligations and license conditions.
• Prepare for upcoming regulatory changes and participate in Anti-Money Laundering (AML) Compliance initiatives within the organization.
• Handle legal documents from a compliance standpoint and provide guidance on client complaints.
• Prepare applications, notifications, reports, and record updates for regulatory authorities.
• Collaborate with the team to draft and review annual reports and related documentation.
• Manage and execute the second-line monitoring and assessment program for Anti-Money Laundering/Counter Financing of Terrorism (AML/CTF), and support AML checks and reviews, including client identification and due diligence.

Key Skills/Experience: 

• Educated to degree level in Law, Business, Finance, Accounting, Risk Management, or any other related discipline.
• Approximately 2+ years of relevant compliance experience gained working in the FX sector is a must.
• Advanced CySEC and AML certificates are essential.
• Demonstrated knowledge in regulatory frameworks such as AML, KYC, MiFID, MiFIR, etc...
• Excellent command of the English language, both written and oral.
• Strong teamwork skills.
• Strong organizational skills and attention to detail.
• Exceptional analytical and investigative skills.
• Willingness to work on various Compliance/AML issues.
• Ability to adapt to a fast-paced environment.
• Excellent verbal and written communication skills.
• Proficiency in Microsoft Office Suite (Word, Excel, Project, PowerPoint).

Key Benefits: 

• Attractive salary based on skills and experience.
• Discount Card for various products and services.
• Monthly benefit towards gym membership or health insurance coverage after the probation period.
• Opportunity to build a successful career and experience professional growth within the firm.

To apply for this vacancy, please send your CV, along with any covering letter to jobs@careerfinders.com.cy quoting the reference number CAR7853. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to. By sending us your CV you are giving CareerFinders your consent to be contacted for this and any other suitable vacancies that we believe match your skills and experience. To view our privacy policy, please click www.careerfinders.com.cy/privacy-policy.